Barry Goldsmith
USA Guide 2023
Band 2 : Securities: Regulation: Enforcement
Email address
[email protected]Contact number
212.351.2440Share profile
Band 2
About
Provided by Barry Goldsmith
Practice Areas
Barry represents public companies, financial services firms, and individuals in government enforcement investigations, trials and related litigation. Barry also conducts internal investigations and advises clients, including boards of directors and audit committees, on a range of securities regulatory and compliance issues and risk strategies.
Career
Formerly EVP and Head of Enforcement NASD (now FINRA); SEC Chief Litigation Counsel in charge of all SEC enforcement litigation nationwide.
Publications
Authored numerous articles on securities and regulatory enforcement; frequent chair/speaker at industry conferences.
Personal
JD, Georgetown University; BSE (Magna Cum Laude), Wharton School of Finance and Commerce, University of Pennsylvania.